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Patrick N. Miller

CHINA RENAISSANCE SECURITIES (US)
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 4925814
PM

Professional summary

Patrick Newton Miller is a registered financial professional currently at CHINA RENAISSANCE SECURITIES (US) INC. located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2005. Patrick has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Newton Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

CHINA RENAISSANCE SECURITIES (US) INC.

Office #1: 295 Madison Avenue 18th Floor, New York, NY 10017
BD
CRD#: 166318
NEW YORK, NY
Past

May 14, 2025 - April 22, 2026

ROSENBLATT SECURITIES INC.

BD
CRD#: 18377
NEW YORK, NY
Past

March 11, 2013 - December 5, 2023

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576
NEW YORK, NY
Past

April 15, 2010 - September 12, 2012

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

BD
CRD#: 130847
NEW YORK, NY
Past

March 22, 2006 - December 1, 2008

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

April 8, 2005 - February 8, 2006

UOB KAY HIAN (U.S.) INC.

BD
CRD#: 127314
MISSISSAUGA, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/23/2026)
RR
New York
(4/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/22/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/7/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CR
CHINA RENAISSANCE SECURITIES (US) INC.
CHINA RENAISSANCE SECURITIES (US) INC.

CRD#: 166318 / SEC#: , 8-69197

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
295 Madison Avenue 18th Floor, New York, NY 10017
Mailing Address
295 Madison Avenue 18th Floor, New York, NY 10017
Phone number
(212) 554-2960
Established
New York since 08/23/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHINA RENAISSANCE HOLDINGS LIMITEDSOLE SHAREHOLDER
CHIN, PHYLLIS NYUK FAHFINOP6250921
GANZ, NICHOLAS THOMASGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER1503100
HONG, JONATHAN DEANCHIEF EXECUTIVE OFFICER/PRESIDENT3142100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHINA RENAISSANCE SECURITIES (US) INC.

CRD#: 166318New York, NY 10017

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