Joshua M. Mays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Michael Mays was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2005. Joshua had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2017 - September 24, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
September 9, 2016 - June 12, 2017
SUMMIT FINANCIAL GROUP INC
September 9, 2016 - June 12, 2017
SUMMIT BROKERAGE SERVICES, INC.
March 27, 2014 - October 4, 2016
CALTON & ASSOCIATES, INC.
March 27, 2014 - October 4, 2016
CALTON & ASSOCIATES, INC.
March 4, 2014 - March 21, 2014
KESTRA INVESTMENT SERVICES, LLC
March 4, 2014 - March 21, 2014
KESTRA INVESTMENT SERVICES, LLC
March 28, 2013 - January 2, 2014
KESTRA INVESTMENT SERVICES, LLC
March 27, 2013 - January 2, 2014
KESTRA INVESTMENT SERVICES, LLC
December 6, 2010 - November 16, 2012
STRATEGIC ADVISERS LLC
November 18, 2010 - November 16, 2012
FIDELITY BROKERAGE SERVICES LLC
May 8, 2009 - November 4, 2010
CALTON & ASSOCIATES, INC.
April 29, 2009 - November 4, 2010
CALTON & ASSOCIATES, INC.
January 22, 2008 - May 8, 2009
PARK AVENUE SECURITIES LLC
December 13, 2007 - May 8, 2009
PARK AVENUE SECURITIES LLC
November 1, 2007 - November 21, 2007
B. RILEY WEALTH MANAGEMENT
November 1, 2007 - November 21, 2007
B. RILEY WEALTH MANAGEMENT
February 15, 2006 - November 1, 2007
WADDELL & REED
December 21, 2005 - November 1, 2007
WADDELL & REED
April 13, 2005 - November 9, 2005
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
