DM
Delores J. May
LPL ENTERPRISE
TROY, MI 48084
Some features on this profile are disabled
CRD#: 4925015
DM
Professional summary
Delores J May, who also goes by Delores Jean May, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Troy, Michigan.
Delores is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Delores has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Delores Jean May
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/21/2025 - League of Women Voters - Non-profit volunteer (not on board) - Lansing, MI - NOT INV REL - Start Date 04/03/2016 - 2hrs/mth | 0hrs during trading 2. 07/21/2025 - Lake Breeze Association - Non-Profit Board Member - Pentwater, MI - NOT INV REL - Start Date 07/01/2024 - 0hrs/mth | 0hrs during trading 3. 07/21/2025 - May Lake Breeze Cottage LLC - Business Owner - Saint Louis, MI - NOT INV REL - Start Date 06/23/2021 - 0hrs/mth | 0hrs during trading 4. 07/21/2025 - DELORES JEAN MAY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Haslett, MI - INV REL - Start Date 07/21/2025 - 160hrs/mth | 160hrs during trading 5. 07/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Haslett, MI - INV REL - Start Date 07/21/2025 - 160hrs/mth | 160hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Delores J May's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Delores J May's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 101 W Big Beaver Road Suite 705, Troy, MI 48084RIA
BD
CRD#: 8733
TROY, MI
Current
August 18, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 101 W Big Beaver Road Suite 705, Troy, MI 48084RIA
BD
CRD#: 8733
TROY, MI
Past
March 15, 2024 - July 28, 2025
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
LANSING, MI
Past
July 12, 2022 - December 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
EAST LANSING, MI
Past
July 7, 2022 - December 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
EAST LANSING, MI
Past
June 30, 2021 - December 14, 2021
W&S BROKERAGE SERVICES, INC.
RIA
CRD#: 8099
GRAND RAPIDS, MI
Past
June 7, 2021 - December 14, 2021
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
GRAND RAPIDS, MI
Past
February 9, 2018 - March 24, 2021
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
COLDWATER, MI
Past
February 7, 2018 - March 24, 2021
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
COLDWATER, MI
Past
February 1, 2016 - January 29, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Lansing, MI
Past
January 22, 2016 - January 29, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Lansing, MI
Past
March 14, 2012 - January 6, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
LANSING, MI
Past
February 28, 2012 - January 6, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
LANSING, MI
Past
October 5, 2010 - February 9, 2012
EDWARD JONES
RIA
CRD#: 250
EAST LANSING, MI
Past
May 3, 2005 - February 9, 2012
EDWARD JONES
BD
CRD#: 250
EAST LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(8/18/2025)
IAR
Michigan(8/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Troy, MI 48084TRUST BUT VERIFY
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