Jay Andrew Kopfer
Professional Summary
Jay Andrew Kopfer is a registered financial advisor currently at 303 SECURITIES, LP located in Chicago, Illinois. Jay is registered as a RR (Registered Representative) and started their career in finance in 2005. Jay has worked at 3 firms and has passed the SIE, Series 57, Series 7 and Series 72 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
303 SECURITIES, LLC | ARB SECURITIES | 303 SECURITIES, LP
Contact Information
Main Address
401 W. Superior Street, Chicago, IL 60654Mailing Address
401 W. Superior Street, Chicago, IL 60654Phone Number
(312) 605-8012Established
Delaware since 03/02/2017Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Apr 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jay Andrew Kopfer's CRS (Customer Relationship Summary).
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