John A. Lubbock
Professional summary
John Angus Lubbock, who also goes by John A Lubbock, is a registered financial advisor currently at MONTROSE ADVISORS INC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 4 firms and has passed the Series 66, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Angus Lubbock's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2021 - Present
MONTROSE ADVISORS INC
Office #1: 7 East 60th Street 2nd Floor, New York, NY 10022May 30, 2006 - October 18, 2006
ALLIANCEBERNSTEIN L.P.
May 30, 2006 - October 18, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 3, 2006 - February 23, 2006
MORGAN STANLEY DW INC.
April 29, 2005 - February 23, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MONTROSE ADVISORS INC
CRD#: 105918 / SEC#: 801-45235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/1/2021)
(10/14/2022)
Exams
Current Firm
MONTROSE ADVISORS INC
CRD#: 105918 / SEC#: 801-45235
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 647,463,550 |
Red Flags
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