Giacomo Parente
Professional summary
Giacomo Parente, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Brooklyn, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Giacomo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Giacomo has worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Giacomo Parente's CRS (Customer Relationship Summary).
Certified licenses
Education
IE Business School
Master of Business Administration (MBA) - Cooperate Finance
2015
University of Westminster
Bachelor of Science (BS) - Facilities Management
2002
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700June 8, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700June 10, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 5, 2022 - May 13, 2022
VANGUARD MARKETING CORPORATION
March 17, 2022 - May 13, 2022
VANGUARD ADVISERS, INC.
December 14, 2015 - June 20, 2019
J.P. MORGAN SECURITIES LLC
December 14, 2015 - June 20, 2019
J.P. MORGAN SECURITIES LLC
November 13, 2012 - December 18, 2015
LPL FINANCIAL LLC
November 12, 2012 - December 18, 2015
LPL FINANCIAL LLC
April 6, 2009 - November 16, 2012
CUNA BROKERAGE SERVICES, INC.
April 6, 2009 - November 16, 2012
CUNA BROKERAGE SERVICES, INC.
November 15, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 15, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 3, 2005 - November 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2005 - November 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2005 - September 7, 2005
WELLS FARGO INVESTMENTS, LLC
May 5, 2005 - September 7, 2005
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
(7/21/2023)
(6/8/2022)
(3/26/2025)
(3/31/2025)
(3/2/2024)
(3/27/2025)
(6/30/2025)
(9/29/2023)
(4/29/2025)
(1/6/2024)
(9/5/2025)
(3/2/2024)
(3/26/2025)
(9/29/2024)
(5/20/2025)
(5/20/2025)
(5/5/2024)
(3/26/2025)
(4/29/2025)
(3/25/2023)
(1/6/2023)
(3/31/2025)
(7/16/2024)
(1/6/2023)
Exams
Series 7TO
Date: 4/4/2022
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Brooklyn, NYTRUST BUT VERIFY
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