Deforest R. Hinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deforest Richard Hinman, who also goes by Deforest R. Hinman, was a registered financial professional .
Deforest is a previously registered financial professional and started their career in finance in 2005. Deforest had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - June 23, 2022
WALTHAUSEN & CO., LLC
October 5, 2005 - August 31, 2007
C. L. KING & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALTHAUSEN & CO., LLC
CRD#: 144996 / SEC#: 801-68321
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 489,068,879 |
Red Flags
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