Andrew H. Hopkins

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CRD#: 4923673

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew H. Hopkins was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2005. Andrew had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFA EXAM GRADER - 1 WEEK / YEAR

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2005 - December 31, 2024

WILMINGTON TRUST INVESTMENT MANAGEMENT

RIA

CRD#: 19396

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD#: 19396 / SEC#: 801-41081, 8-37376

RIA

Registered Investment Advisory firm - SEC (3/24/1992 Approved)

Terminated by SEC on 08/16/2005

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WILMINGTON TRUST INVESTMENT MANAGEMENT

CRD#: 19396 / SEC#: 801-41081, 8-37376

RIA

Registered Investment Advisory firm - SEC (3/24/1992 Approved)

Terminated by SEC on 08/16/2005

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Contact information

Main Address

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001

Mailing Address

Phone number

(302) 651-8118

Established

Georgia since 12/30/2001

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WTIM FORM ADV PART 2A BROCHURE (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
BALENTINE DELAWARE HOLDING COMPANY, LLC	HOLDING COMPANY
ADAMS, JEFFREY PRATHER	VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER	2598384
BALENTINE, ROBERT MCGEE JR	PRESIDENT, CHIEF EXECUTIVE OFFICER, MEMBER OF BOARD OF MANAGERS	871621
CHRISTIAN, ROBERT JAMES	VICE PRESIDENT, CHIEF ECONOMIST
LYNCH, MATTHEW JAMES JR	MEMBER OF BOARD OF MANAGERS
REISER, ROBERT EDWARD JR	VICE PRESIDENT, CHIEF INVESTMENT STRATEGIST	3188119
SNOOK, SAMUEL ALLEN	VICE PRESIDENT, CHIEF OPERATING OFFICER
WOLF, MICHAEL EDWARD	VICE PRESIDENT, CHIEF FINANCIAL OFFICER	3167518
WOLFSON, NEIL EDWARD	VICE PRESIDENT, CHIEF INVESTMENT OFFICER
WOOD, RODNEY PAUL	MEMBER OF BOARD OF MANAGERS

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 129,998,276

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew H. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WILMINGTON TRUST INVESTMENT MANAGEMENT

Primary Firm SEC Registration

WILMINGTON TRUST INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

WILMINGTON TRUST INVESTMENT MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WILMINGTON TRUST INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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