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JV

Joanne M. Vanderheyden

MAFG RIA SERVICES
Mt. Laurel, NJ 08054
Some features on this profile are disabled
CRD#: 4923281
JV

Professional summary

Joanne Marie Vanderheyden is a registered financial professional currently at MAFG RIA SERVICES, INC. located in Mt. Laurel, New Jersey.

Joanne is registered as a RR (Registered Representative) and started their career in finance in 2005. Joanne has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joanne Marie Vanderheyden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2005 - Present

MAFG RIA SERVICES, INC.

Office #1: 102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054Office #2: 102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054
BD
CRD#: 35690
Mt. Laurel, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(5/3/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 5/2/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/19/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MR
MAFG RIA SERVICES, INC.
MAFG RIA SERVICES, INC.

CRD#: 35690 / SEC#: , 8-46836

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054
Mailing Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054
Phone number
(856) 793-5000
Established
New Jersey since 12/02/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAFG CONSOLIDATED, INC.OWNER
BERINGER, THEODORE AUGUST JRDIRECTOR / CHARIMAN/PRESIDENT/SECRETARY/TREASURER19405
HUGHES, CHRISTOPHER STEPHENCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/FINOP2594992
POSTORIVO, LINDA SCARDUZIOOFFICER1177212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAFG RIA SERVICES, INC.

CRD#: 35690Mt. Laurel, NJ 08054

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