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Benjamin Patrick Boehmke

CANTOR FITZGERALD & CO.
NEW YORK, NY
·CRD# 4923172·21 years experience

Professional Summary

Benjamin Patrick Boehmke, who also goes by Benjamin Boehmke, Ben Boehmke, is a registered financial advisor currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Boehmke, Ben Boehmke

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CANTOR FITZGERALD & CO.·CRD# 134
BD
1. 110 East 59th Street 4 Floor Itd, New York, NY 100222. 692 Montauk Highway, Watermill, NY 11976
January 7, 2020 - Present
CF SECURED, LLC·CRD# 285841
BD
110 East 59th Street 4th Floor, New York, NY 10022
April 18, 2024 - Present
AQUA SECURITIES L.P.·CRD# 47681
BD
New York, NY
May 25, 2021 - November 18, 2022
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
August 10, 2016 - April 17, 2019
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
July 19, 2011 - August 4, 2016
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - February 11, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 18, 2005 - September 22, 2008

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Current Firm

CS
CF SECURED, LLC

CANTOR FITZGERALD SECURED, LLC | CF SECURED, LLC | CANTOR PRIME SERVICES

CRD#: 285841 / SEC#: 8-69863
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

110 East 59th Street 4th Floor, New York, NY 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY 10022

Phone Number

(212) 938-5000

Established

Delaware since 09/16/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CF SECURED HOLDINGS, LLCSOLE MEMBER—
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
BANDELIER, PASCAL DANIELCO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES4424051
SALINAS, DANNYCHIEF FINANCIAL OFFICER6184109
SOLOWEY, SCOTTCHIEF COMPLIANCE OFFICER4563137
WALL, CHRISTIAN DOUGLASCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME2751397

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/7/2020)
RR
Texas
(7/12/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2006About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2005

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Patrick Boehmke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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