KS
Kenneth D. Stephenson
QUEST 10 WEALTH BUILDERS
Fuquay-varina, NC 27526
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CRD#: 4922591
KS
Professional summary
Kenneth Darrell Stephenson, ChFC®, who also goes by Ken Stephenson, is a registered financial advisor currently at QUEST 10 WEALTH BUILDERS, INC. located in Fuquay-varina, North Carolina.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kenneth has worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Stephenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMPLETE FINANCIAL SOLUTIONS - INSURANCE AGENCY - PRESIDENT/OWNER -IT IS INVESTMENT RELATED IN REGARD TO ANNUITIES AND LIFE INSURANCE FORESTATE PLANNING. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES. THE AGENCY ALSO OFFERS MEDICARE SUPPLEMENTS, HEALTH INSURANCE AS WELL AS ANNUITIES. THE COMPANY STARTED 1/1/05 EVEN THOUGHT I ALREADY HAD BEEN LICENSED FOR 11 YEARS AT THAT TIME. LOCATED AT: 7629 PURFOY ROAD, SUITE 105, FUQUAY-VARINA, NC 27526. I ESTIMATE THAT I DEVOTE 40% OF WEEK TO INCOMEPLANNING ACTIVITIES WHICH WOULD IN SOME CASES INVOLVE THIS BUSINESS. NO. HR/MO: 20 HRS; NO. HR/MO DURING SEC TRADING: 20.
2) WILLOW SPRINGS TURF, LLC - SOD FARM - PRESIDENT/OWNER - NOT INVESTMENT RELATED. LOCATED AT 13325 OLD STAGE ROAD, WILLOW SPRING, NC 27592. PRESIDENT/OWNER. DUTIES INCLUDE OVERSEEING SOD FARM OPERATIONS, MANAGING EMPLOYEES' WEEKLY DUTIES AND SALES TO ENSURE THE FARM IS OPERATES SMOOTHLY. START DATE: 05/08/2019. NO. HR/MO: 30 HRS (MOSTLY ON WEEKENDS AND AFTER NORMAL BUSINESS HOURS); NO. HR/MO DURING SEC TRADING: 5.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Darrell Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 2, 2010 - Present
QUEST 10 WEALTH BUILDERS, INC.
Office #1: 7629 Purfoy Road Suite 105, Fuquay-varina, NC 27526RIA
CRD#: 154092
Fuquay-varina, NC
Past
January 8, 2014 - October 18, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
FUQUAY-VARINA, NC
Past
November 18, 2013 - March 26, 2018
Q3 ASSET MANAGEMENT CORPORATION
RIA
CRD#: 137839
FUQUAY VARINA, NC
Past
March 4, 2008 - September 2, 2010
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
FUQUAY-VARINA, NC
Past
April 12, 2005 - September 4, 2007
VERITRUST FINANCIAL, LLC
BD
CRD#: 106594
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
Q1
QUEST 10 WEALTH BUILDERS, INC.
COMPLETE FINANCIAL SOLUTIONS | QUEST 10 WEALTH BUILDERS, INC. | KDS INVESTMENT MANAGEMENT, INC. | COMPLETE FINANCIAL SOLUTIONS, INC.
CRD#: 154092 / SEC#: 801-126228
RIA
Registered Investment Advisory firm - (7/28/2022 Approved)North Carolina
Registered Investment Advisory firm - (8/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/2/2010)
IAR
Texas(10/31/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
Q1
QUEST 10 WEALTH BUILDERS, INC.
COMPLETE FINANCIAL SOLUTIONS | QUEST 10 WEALTH BUILDERS, INC. | KDS INVESTMENT MANAGEMENT, INC. | COMPLETE FINANCIAL SOLUTIONS, INC.
CRD#: 154092 / SEC#: 801-126228
RIA
Registered Investment Advisory firm - (7/28/2022 Approved)North Carolina
Registered Investment Advisory firm - (8/29/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7629 Purfoy Road Suite 105, Fuquay-varina, NC 27526
Mailing Address
Phone number
(919) 552-4286
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 933 |
| AUM (Assets Under Management) | $ 187,742,903 |
Red Flags
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Company Information
QUEST 10 WEALTH BUILDERS, INC.
CRD#: 154092Fuquay-varina, NC 27526TRUST BUT VERIFY
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