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Gale Bradley Morrison

CRD# 4922518·Registered 2005 - 2013
Previously Registered: Being a previously registered professional could mean that Gale is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gale Bradley Morrison, who also goes by Gale Tether Bradley, was a registered financial advisor. Gale was a previously registered financial professional and started their career in finance 2005 - 2013. Gale had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gale Tether Bradley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
May 16, 2011 - April 12, 2013
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
November 19, 2009 - March 29, 2011
MCCLENDON, MORRISON & PARTNERS, INC.·CRD# 14684
BD
Chicago, IL
February 12, 2009 - July 14, 2009
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
March 14, 2007 - March 3, 2008
NEW YORK GLOBAL SECURITIES, INC.·CRD# 46429
BD
New York, NY
August 5, 2005 - October 12, 2006
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
May 2, 2005 - June 20, 2005

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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