Mark W. Gross
Professional summary
Mark William Gross is a registered financial professional currently at BENTLEY SECURITIES CORPORATION located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - Present
BENTLEY SECURITIES CORPORATION
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022December 13, 2018 - June 7, 2022
WESTWOOD CAPITAL, LLC
January 5, 2015 - July 1, 2020
DOMINICK & DICKERMAN LLC
April 29, 2010 - December 22, 2014
KNOX SECURITIES CORP.
July 23, 2008 - January 5, 2010
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
July 1, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 1, 2005 - July 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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