David J. Kriz
Professional summary
David Joseph Kriz Jr, who also goes by David J Kriz Jr, David J Kriz, David Joseph Kriz, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 65, Series 66, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Joseph Kriz Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 23, 2016 - October 14, 2020
TRANSAMERICA CAPITAL, LLC
March 4, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
December 4, 2007 - August 23, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 21, 2005 - November 2, 2007
EQUITABLE ADVISORS, LLC
June 13, 2005 - November 2, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2023)
Exams
Series 7TO
Date: 7/8/2023
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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