Jessica Y. Jung
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Palo Alto, CA 94301
Some features on this profile are disabled
CRD#: 4922155
Professional summary
Jessica Y Jung, CFP®, who also goes by Jessica Jung, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Palo Alto, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Brentwood, Tennessee.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jessica has worked at 8 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica Jung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VAST WEALTH ADVISORS, 320 Seven Springs Way, Suite 320, Brentwood TN 37027, United States, 04/19/2021, Owner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. CRUMP, 6075 Poplar Avenue Suite 400 Memphis, TN 38119, Suite 400, Memphis TN 38119, United States, 06/02/2025, Wealth Advisor, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 3. PARTNERS FINANCIAL, 1250 S. Capital of Texas Hwy, #600, Austin TX 78746, United States, 06/02/2025, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 2 HR/MO TRADING 4. PARTNERS FINANCIAL ADVISORY BOARD, 1250 Capital of TX Hwy S. Building 2, Suite 600, Austin TX 78746, United States, 12/05/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 1 HR/MO TRADING 5. VAST MEDICAL, 320 Seven Springs Way, Suite 320, Brentwood TN 37027, United States, 06/02/2025, President, Collect and store medical data, NIR, 1 HR/MO - 1 HR/MO TRADING 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 06/2025 7. JESSICA JUNG, 1212 Laurel St, Apt 705, Nashville TN 37203-4097, United States, 07/21/2025, Referrals, NIR, 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Y Jung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 3, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 228 Hamilton Ave. 3rd Floor, Palo Alto, CA, 94301Office #2: 320 Seven Springs Way Ste 250, Brentwood, TN 37027RIA
CRD#: 134139
Palo Alto, CA
Current
June 3, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 320 Seven Springs Way Suite 320, Brentwood, TN 37027Office #2: 228 Hamilton Ave. 3rd Floor, Palo Alto, CA, 94301BD
CRD#: 39543
Brentwood, TN
Past
April 20, 2021 - July 3, 2025
AEGIS CAPITAL CORP.
RIA
CRD#: 15007
Brentwood, TN
Past
April 20, 2021 - July 1, 2025
AEGIS CAPITAL CORP.
BD
CRD#: 15007
Brentwood, TN
Past
November 10, 2010 - April 21, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
PALO ALTO, CA
Past
October 26, 2010 - April 21, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
PALO ALTO, CA
Past
February 13, 2007 - September 14, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
NASHVILLE, TN
Past
February 13, 2007 - September 14, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
NASHVILLE, TN
Past
January 11, 2006 - February 13, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
MEMPHIS, TN
Past
January 10, 2006 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
NASHVILLE, TN
Past
July 18, 2005 - January 4, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NASHVILLE, TN
Past
May 20, 2005 - January 4, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/3/2025)
RR
California(6/3/2025)
IAR
California(6/3/2025)
RR
Georgia(6/3/2025)
RR
Indiana(8/5/2025)
RR
New Jersey(7/18/2025)
RR
New York(6/3/2025)
RR
North Carolina(7/9/2025)
RR
Ohio(6/3/2025)
RR
Oklahoma(6/13/2025)
RR
South Carolina(6/3/2025)
RR
Tennessee(6/13/2025)
IAR
Tennessee(6/13/2025)
RR
Texas(6/3/2025)
IAR
Texas(6/3/2025)
RR
Virginia(6/13/2025)
RR
Washington(10/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Palo Alto, CA 94301TRUST BUT VERIFY
Monitor Jessica Jung
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
