VM
Vajoan Marte
LPL ENTERPRISE
ODESSA, DE 19730
Some features on this profile are disabled
CRD#: 4922011
VM
Professional summary
Vajoan Marte, who also goes by John Marte, Marte, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Odessa, Delaware.
Vajoan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Vajoan has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Marte | Marte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GENERAL HEALTH INSURANCE & MEDICARE POSITION: Appointed Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2022 ADDRESS: 105 Gillespie Avenue, Middletown DE 19079, United States DESCRIPTION: Selling health and medicare policies. MIDDLETOWN TENNIS ASSOCIATION POSITION: President NATURE: Tennis Lessons INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 5 Omeara Ct., Middletown DE 19709, United States DESCRIPTION: Teaching tennis during the summer months. OWNED IN OWN NAME POSITION: owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2023 ADDRESS: 224 E. Garfield Ave Unit B, Wildwood NJ 08260, United States DESCRIPTION: owner of beach property, approve renters after they schedule to rent through rental site. VAJOAN MARTE AIR B&B POSITION: Owner/Air B&B Rental NATURE: Air B&B INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 105 Gillespie Ave, Middletown DE 19709, United States DESCRIPTION: Owner/Rental Air B&B
CRS (Client Relationship Summary) - RIA
Click below to view Vajoan Marte's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vajoan Marte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 315 Main Street Unit A, Odessa, DE 19730RIA
BD
CRD#: 8733
ODESSA, DE
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 315 Main Street Unit A, Odessa, DE 19730RIA
BD
CRD#: 8733
ODESSA, DE
Past
September 7, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Odessa, DE
Past
September 7, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Odessa, DE
Past
May 2, 2017 - September 7, 2021
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WILMINGTON, DE
Past
May 2, 2017 - September 7, 2021
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WILMINGTON, DE
Past
June 9, 2016 - May 3, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
WILMINGTON, DE
Past
June 9, 2016 - May 3, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
WILMINGTON, DE
Past
December 3, 2013 - November 18, 2015
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
WILMINGTON, DE
Past
December 3, 2013 - November 18, 2015
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
WILMINGTON, DE
Past
July 10, 2009 - July 26, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
KENNETT SQUARE, PA
Past
July 10, 2009 - July 26, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
KENNETT SQUARE, PA
Past
April 13, 2007 - April 1, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WILSON, NC
Past
September 20, 2005 - April 1, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WILSON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(11/14/2024)
IAR
Delaware(11/14/2024)
RR
District of Columbia(11/14/2024)
RR
Florida(11/15/2024)
RR
Georgia(11/14/2024)
RR
Illinois(11/14/2024)
RR
Maryland(11/14/2024)
RR
Nevada(11/14/2024)
RR
Pennsylvania(11/14/2024)
RR
South Carolina(7/7/2025)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
