YX
Yongsheng Xu
SUN GLOBAL LLC
KING OF PRUSSIA, PA 19406
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CRD#: 4922006
YX
Professional summary
Yongsheng Xu is a registered financial advisor currently at SUN GLOBAL LLC located in King Of Prussia, Pennsylvania.
Yongsheng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Yongsheng has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Transpacific Financial, Inc., Monrovia, California, Fixed Insurance Agent/Producer from 08/2019, 160 hours per month, commission base. sell fixed insurance products. Not securities related.
2. Sun Global, LLC., Wilmington, DE, Owner from 10/2010, 160 hours per month, commission base, sell fixed insurance products. Not securities related.
CRS (Client Relationship Summary) - RIA
Click below to view Yongsheng Xu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2022 - Present
SUN GLOBAL LLC
Office #1: 640 Freedom Business Center Dr #340, King Of Prussia, PA 19406RIA
CRD#: 317484
KING OF PRUSSIA, PA
Past
December 7, 2020 - October 14, 2021
GLOBALINK SECURITIES, INC.
BD
CRD#: 29721
PASADENA, CA
Past
June 29, 2005 - June 16, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ST. PAUL, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/31/2024)
IAR
Delaware(5/12/2025)
IAR
District of Columbia(9/6/2024)
IAR
Illinois(9/5/2024)
IAR
Maryland(10/7/2024)
IAR
Massachusetts(1/10/2025)
IAR
New Jersey(1/20/2023)
IAR
Ohio(7/29/2022)
IAR
Pennsylvania(9/28/2022)
IAR
Texas(9/27/2022)
IAR
Virginia(10/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SG
SUN GLOBAL LLC
SUN GLOBAL DE LLC | SUN GLOBAL LLC
CRD#: 317484 / SEC#: 801-129826
RIA
Registered Investment Advisory firm - (4/2/2024 Terminated)California
Registered Investment Advisory firm - (7/31/2024 Approved)Delaware
Registered Investment Advisory firm - (4/29/2025 Approved)District of Columbia
Registered Investment Advisory firm - (9/6/2024 Approved)Illinois
Registered Investment Advisory firm - (9/5/2024 Approved)Maryland
Registered Investment Advisory firm - (10/7/2024 Approved)Massachusetts
Registered Investment Advisory firm - (1/10/2025 Approved)New Jersey
Registered Investment Advisory firm - (1/20/2023 Approved)North Carolina
Registered Investment Advisory firm - (2/1/2024 Terminated)Ohio
Registered Investment Advisory firm - (12/15/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (9/26/2022 Approved)Texas
Registered Investment Advisory firm - (9/27/2022 Approved)Virginia
Registered Investment Advisory firm - (10/9/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
640 Freedom Business Center Dr #340, King Of Prussia, PA 19406
Mailing Address
Phone number
(302) 521-5560
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 5,566,610 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
