KH
Kenneth N. Hinrichs
THRIVENT INVESTMENT MANAGEMENT
Oshkosh, WI 54902
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CRD#: 4921542
KH
Professional summary
Kenneth Noah Hinrichs, who also goes by Noah Hinrichs, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Oshkosh, Wisconsin.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Noah Hinrichs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HINRICHS HOLDINGS LLC POSITION: OWNER NATURE: Hinrichs Holdings LLC owns a building located at 40 W 6th Ave, Oshkosh Wi, 54901. The building has two separate office spaces. One will be used for Thrivent Financial business and the other side will be available for use by external parties. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 3159 QUAIL RUN DR, OSHKOSH WI 54904, United States DESCRIPTION: As the building manager, I will maintain the property and collect rent payments from any tenants. HOOPER COMMUNITY CENTER INC. POSITION: board member NATURE: To provide office space for charitable organizations meeting human service needs in the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 36 Broad St, Oshkosh WI 54901, United States DESCRIPTION: Meet quarterly to look at the organizations budget and activity; make adjustments as needed to keep the space functional for the community. DEERTRACK AVIATION LLC POSITION: Owner NATURE: I intend to purchase an LLC from my father-in-law that contains an airplane that I will continue to fly. He has owned the airplane for 10 years and I have flown it as a guest. By purchasing the LLC I will own both the LLC and the aircraft that is held inside it. The airplane will not be flown for commercial use or to make a profit. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 3159 Quail Run Dr, Oshkosh WI 54904, United States DESCRIPTION: I will be flying the airplane for recreational usage. There will be 3-5 potential other pilots who may fly the airplane recreationally as well and they will pay for their own fuel and maintenance. BOYS AND GIRLS CLUB OF OSHKOSH POSITION: President and board member NATURE: I serve on the board to help lead the direction of the Boys and Girls Club. This involves volunteering at events or sitting on various committees that organize events or fundraisers. I am not a treasurer. I am currently the 2nd Vice President and an active board member. I have no check-writing authority for any accounts. This board does not make investment related decisions for any of the organizations investment accounts. If in the future the board is asked to vote on investment related decisions I would abstain from voting. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2025 ADDRESS: 501 E Parkway Ave, Oshkosh WI 54901, United States DESCRIPTION: Board President and Board members review the direction and management of the club and make decisions for the Club's best interest moving forward.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Noah Hinrichs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Noah Hinrichs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 40 W 6th Ave, Oshkosh, WI 54902RIA
BD
CRD#: 18387
Oshkosh, WI
Current
March 18, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 40 W 6th Ave, Oshkosh, WI 54902RIA
BD
CRD#: 18387
Oshkosh, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/1/2025)
RR
Illinois(5/13/2021)
RR
Michigan(6/15/2015)
RR
Nevada(1/27/2017)
RR
Wisconsin(4/15/2005)
IAR
Wisconsin(5/27/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
