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KJ

Kelly M. Jones

KELLY JONES INVESTMENT SERVICES
San Rafael, CA
Some features on this profile are disabled
CRD#: 4921447
KJ

Professional summary

Kelly Morley Jones, who also goes by Kelvin Morley Jones, is a registered financial advisor currently at KELLY JONES INVESTMENT SERVICES, INC. located in San Rafael, California.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kelly has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelvin Morley Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TO SERVE ON THE BOARD OF DIRECTORS FOR HABITAT MEDIA (THE "ENTITY").

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Morley Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2007 - Present

KELLY JONES INVESTMENT SERVICES, INC.

RIA
CRD#: 143801
San Rafael, CA
Past

April 2, 2007 - April 12, 2007

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SAN RAFAEL, CA
Past

April 2, 2007 - April 12, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SAN RAFAEL, CA
Past

May 9, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SAN RAFAEL, CA
Past

May 9, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
SAN RAFAEL, CA
Past

April 7, 2005 - May 10, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN FRANCISCO, CA
Past

March 17, 2005 - May 10, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 17, 2005 - May 10, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/26/2007)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/6/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 6/24/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2005
General Securities Representative Examination

Current Firm

KJ
KELLY JONES INVESTMENT SERVICES, INC.
KELLY JONES INVESTMENT SERVICES, INC. | VISIONARY MEDIA, INC.

CRD#: 143801 / SEC#:

California
Registered Investment Advisory firm - (4/26/2007 Approved)
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Contact information

Main Address
San Rafael, CA
Mailing Address
Phone number
(415) 845-5740
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 8,610,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KELLY JONES INVESTMENT SERVICES, INC.

CRD#: 143801San Rafael, CA

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