Ari J. Brandes
Professional summary
Ari Joshua Brandes, who also goes by Ari Brandes, is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York.
Ari is registered as a RR (Registered Representative) and started their career in finance in 2011. Ari has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ari Joshua Brandes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2025 - Present
TAG CAPITAL PARTNERS
Office #1: 275 Madison Ave 30th Floor, New York, NY 10016July 15, 2021 - July 20, 2023
TD SECURITIES (USA) LLC
December 8, 2020 - July 14, 2021
BURCH & COMPANY, INC
March 14, 2018 - October 26, 2020
JEFFERIES LLC
October 14, 2014 - April 5, 2018
CITIGROUP GLOBAL MARKETS INC.
February 24, 2011 - October 15, 2014
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(10/15/2025)
(6/30/2025)
Exams
FINRA
Current Firm
TAG CAPITAL PARTNERS
CRD#: 318850 / SEC#: , 8-70927
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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