Ari J. Brandes
Professional summary
Ari Joshua Brandes, who also goes by Ari Brandes, is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York and CITIZENS JMP SECURITIES, LLC located in New York, New York.
Ari is registered as a RR (Registered Representative) and started their career in finance in 2011. Ari has worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ari Joshua Brandes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2025 - Present
TAG CAPITAL PARTNERS
Office #1: 275 Madison Ave 30th Floor, New York, NY 10016July 16, 2026 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY 10019July 15, 2021 - July 20, 2023
TD SECURITIES (USA) LLC
December 8, 2020 - July 14, 2021
BURCH & COMPANY, INC
March 14, 2018 - October 26, 2020
JEFFERIES LLC
October 14, 2014 - April 5, 2018
CITIGROUP GLOBAL MARKETS INC.
February 24, 2011 - October 15, 2014
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(10/15/2025)
(6/30/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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