Vishal R. Jhaveri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishal R Jhaveri, who also goes by VIshal Jhaver, Vishal Jhaveri, was a registered financial professional .
Vishal is a previously registered financial professional and started their career in finance in 2007. Vishal had worked at 9 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2020 - December 12, 2022
REVA CAPITAL MARKETS LLC
January 24, 2020 - April 30, 2020
AEL FINANCIAL SERVICES, LLC
December 3, 2018 - February 17, 2020
PALMER CAPITAL ADVISORS, LLC
July 12, 2016 - August 28, 2018
CITIGROUP GLOBAL MARKETS INC.
June 25, 2014 - March 25, 2016
HOULIHAN LOKEY CAPITAL, INC.
September 13, 2010 - April 21, 2011
COVENTRY SECURITIES, LLC
October 1, 2008 - June 17, 2010
J.P. MORGAN SECURITIES LLC
April 3, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 27, 2007 - April 11, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
REVA CAPITAL MARKETS LLC
CRD#: 105791 / SEC#: , 8-52985
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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