Vishal Jhaveri
Professional summary
Vishal Jhaveri, who also goes by VIshal Jhaver, Vishal Jhaveri, Vishal R Jhaveri, is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in New York, New York.
Vishal is registered as a RR (Registered Representative) and started their career in finance in 2007. Vishal has worked at 10 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vishal Jhaveri's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2026 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 245 Park Avenue, New York, NY 10167September 10, 2020 - December 12, 2022
REVA CAPITAL MARKETS LLC
January 24, 2020 - April 30, 2020
AEL FINANCIAL SERVICES, LLC
December 3, 2018 - February 17, 2020
PALMER CAPITAL ADVISORS, LLC
July 12, 2016 - August 28, 2018
CITIGROUP GLOBAL MARKETS INC.
June 25, 2014 - March 25, 2016
HOULIHAN LOKEY CAPITAL, INC.
September 13, 2010 - April 21, 2011
COVENTRY SECURITIES, LLC
October 1, 2008 - June 17, 2010
J.P. MORGAN SECURITIES LLC
April 3, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 27, 2007 - April 11, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CHIEF EXECUTIVE OFFICER | 6390499 |
| CULLEN, EDWARD PATRICK | OPERATIONAL RISK MANAGER | 1551615 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
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