James C. West

PLATT WEALTH MANAGEMENT

San Diego, CA 92108

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CRD#: 4920821

Professional summary

James Curtis West, CFP®, who also goes by Curtis J Neidert, Curtis James Neidert, James Curtis Neidert, Curtis James West, James C West, James Curtis West, is a registered financial advisor currently at PLATT WEALTH MANAGEMENT located in San Diego, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Estate Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Curtis West's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 2, 2021 - Present

PLATT WEALTH MANAGEMENT

Office #1: 3838 Camino Del Rio North Suite 365, San Diego, CA 92108

RIA

CRD#: 297487

San Diego, CA

Past

March 26, 2014 - May 28, 2021

REILLY FINANCIAL ADVISORS

RIA

CRD#: 110315

LA MESA, CA

Past

February 16, 2012 - March 24, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN DIEGO, CA

Past

February 16, 2012 - March 24, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN DIEGO, CA

Past

January 3, 2011 - November 21, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN DIEGO, CA

Past

January 3, 2011 - November 21, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN DIEGO, CA

Past

March 14, 2006 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN DIEGO, CA

Past

August 16, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLATT WEALTH MANAGEMENT

PLATT WEALTH MANAGEMENT | PLATT, JEFFREY SAMUEL | PLATT WEALTH MANAGEMENT, LLC

CRD#: 297487 / SEC#: 801-113568

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2005

General Securities Representative Examination

Current Firm

PLATT WEALTH MANAGEMENT

PLATT WEALTH MANAGEMENT | PLATT, JEFFREY SAMUEL | PLATT WEALTH MANAGEMENT, LLC

CRD#: 297487 / SEC#: 801-113568

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

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Contact information

Main Address

3838 Camino Del Rio North Suite 365, San Diego, CA 92108

Mailing Address

Phone number

(619) 255-9554

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 REVISED (10/28/2025)

Regulatory assets under management

Total Number of Accounts	598
AUM (Assets Under Management)	$ 341,385,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

James C. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Curtis West's CRS (Customer Relationship Summary).

Certified licenses

Experience

REILLY FINANCIAL ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

PLATT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2006

Series 7

Date: 8/15/2005

Current Firm

PLATT WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLATT WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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