AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CS

Christopher J. Shepherdson

CBRE CAPITAL ADVISORS
Los Angeles, CA 90017
Some features on this profile are disabled
CRD#: 4920501
CS

Professional summary

Christopher James Shepherdson, who also goes by Chris Shepherdson, Christopher James Shepherdson, is a registered financial professional currently at CBRE CAPITAL ADVISORS, INC. located in Los Angeles, California.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Shepherdson | Christopher James Shepherdson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Shepherdson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2025 - Present

CBRE CAPITAL ADVISORS, INC.

Office #1: 601 S Figueroa Street Suite 4900, Los Angeles, CA 90017
BD
CRD#: 140565
Los Angeles, CA
Past

February 4, 2022 - June 10, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Newport Beach, CA
Past

December 16, 2020 - October 1, 2021

HRC FUND ASSOCIATES, LLC

BD
CRD#: 142846
NEW YORK, NY
Past

January 22, 2020 - December 17, 2020

FORGE SECURITIES LLC

BD
CRD#: 134596
San Francisco, CA
Past

August 21, 2015 - December 31, 2019

CR CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 171776
Newport Beach, CA
Past

February 14, 2011 - July 17, 2015

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEWPORT BEACH, CA
Past

April 28, 2008 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEWPORT BEACH, CA
Past

April 12, 2005 - July 28, 2006

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/21/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 6
Date: 4/11/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CBRE CAPITAL ADVISORS, INC.
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: , 8-67319

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Phone number
(214) 863-4255
Established
Delaware since 12/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER
MATTERA, RICHARD JOSEPHFINOP, PPO, PFO2246513
MILLON, JAMESREGISTERED PRINCIPAL5334992
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBRE CAPITAL ADVISORS, INC.

CRD#: 140565Los Angeles, CA 90017

TRUST BUT VERIFY

Monitor Christopher Shepherdson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Lake Forest, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.