Emmanuel Rosner
Professional summary
Emmanuel Rosner is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Emmanuel is registered as a RR (Registered Representative) and started their career in finance in 2006. Emmanuel has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emmanuel Rosner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2024 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017October 15, 2018 - August 7, 2024
DEUTSCHE BANK SECURITIES INC.
May 9, 2017 - September 17, 2018
GUGGENHEIM SECURITIES, LLC
March 21, 2013 - March 6, 2017
CLSA AMERICAS, LLC
November 28, 2011 - June 10, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
September 22, 2008 - September 13, 2011
BARCLAYS CAPITAL INC.
April 10, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2024)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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