Matthew C. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Charles Gilbert, who also goes by Matthew Gilbert, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - May 31, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
August 17, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
March 6, 2012 - April 26, 2013
ALPHASTAR CAPITAL MANAGEMENT
June 22, 2009 - March 10, 2010
PLANMEMBER SECURITIES CORPORATION
May 28, 2009 - March 10, 2010
PLANMEMBER SECURITIES CORPORATION
April 3, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 7, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 27, 2005 - October 10, 2006
UBS FINANCIAL SERVICES INC.
April 27, 2005 - October 10, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
