ST
Sachin Trivedi
TRUIST ADVISORY SERVICES
WINTER PARK, FL 32789
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CRD#: 4920407
ST
Professional summary
Sachin Trivedi, CIMA®, who also goes by Sach Trivedi, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winter Park, Florida and TRUIST INVESTMENT SERVICES, INC. located in Winter Park, Florida.
Sachin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sachin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sach Trivedi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JAYA HOLDINGS LLC POSITION: manager NATURE: Jaya Holdings LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/26/2017 ADDRESS: Windermere FL, United States DESCRIPTION: n/a - holdings for real estate and potential development of real estate. BABCOCK PARK LLC POSITION: Member NATURE: Sale of unused event tickets. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: Melbourne FL, United States DESCRIPTION: None
CRS (Client Relationship Summary) - RIA
Click below to view Sachin Trivedi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 26, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 400 Park Ave S, Winter Park, FL 32789RIA
CRD#: 283390
WINTER PARK, FL
Current
July 18, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 400 S Park Ave Ste 200, Winter Park, FL 32789BD
CRD#: 17499
Winter Park, FL
Past
July 30, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
WINTER PARK, FL
Past
October 23, 2009 - July 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ORLANDO, FL
Past
October 23, 2009 - July 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Past
March 27, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
ORLANDO, FL
Past
March 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
ORLANDO, FL
Past
May 12, 2006 - December 4, 2006
TD AMERITRADE, INC.
BD
CRD#: 7870
ORLANDO, FL
Past
June 28, 2005 - January 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLANDO, FL
Past
June 20, 2005 - January 5, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 20, 2005 - January 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/13/2018)
RR
Arizona(7/27/2023)
RR
California(7/18/2013)
RR
Colorado(5/14/2014)
RR
Connecticut(1/9/2019)
RR
Delaware(1/9/2019)
RR
Florida(7/18/2013)
IAR
Florida(9/26/2016)
RR
Georgia(7/18/2013)
RR
Illinois(1/9/2019)
RR
Indiana(1/24/2017)
RR
Kansas(1/29/2025)
RR
Kentucky(1/29/2025)
RR
Louisiana(5/21/2021)
IAR
Louisiana(10/4/2021)
RR
Maine(12/13/2018)
RR
Maryland(7/25/2013)
RR
Massachusetts(11/27/2023)
RR
Michigan(12/13/2018)
RR
Minnesota(8/16/2013)
RR
Mississippi(11/27/2023)
RR
Missouri(12/13/2018)
RR
Montana(1/3/2024)
RR
Nebraska(1/9/2019)
RR
Nevada(1/9/2019)
RR
New Hampshire(1/9/2019)
RR
New Jersey(11/19/2024)
RR
New Mexico(9/2/2020)
RR
New York(11/17/2016)
RR
North Carolina(3/7/2014)
RR
North Dakota(8/8/2024)
RR
Ohio(6/19/2017)
RR
Oklahoma(11/27/2023)
RR
Oregon(7/8/2020)
RR
Pennsylvania(8/21/2015)
RR
Rhode Island(1/3/2024)
RR
South Carolina(8/16/2013)
RR
South Dakota(1/9/2019)
RR
Tennessee(1/9/2019)
RR
Texas(8/16/2013)
IAR
Texas(3/8/2018)
RR
Utah(1/9/2019)
RR
Vermont(11/27/2023)
RR
Virginia(8/16/2013)
RR
Washington(1/9/2019)
RR
West Virginia(4/1/2019)
RR
Wisconsin(1/9/2019)
RR
Wyoming(11/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
