JH
J. Kyle Haugen
BFC PLANNING
PRIOR LAKE, MN 55372
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CRD#: 4920102
JH
Professional summary
J. Kyle Haugen is a registered financial advisor currently at BFC PLANNING, INC. located in Prior Lake, Minnesota and SECURITIES MANAGEMENT & RESEARCH, INC. located in Prior Lake, Minnesota.
J. Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. J. Kyle has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AMERICAN NATIONAL-N-PRIOR LAKE, MN-INSURANCE SALES-AGENT-06/2000-150-150-SALES AND SUPPORT FOR ANICO & AFFILIATED PRODUCTS. 2. HAUGEN AGENCY, LTD-N-PRIOR LAKE, MN-INSURANCE-CFO/AGENT-11/2016-150-150-INSURANCE SALES & SERVICE. 3. HAUGEN INSURANCE & FINANCIAL SOLUTIONS-N-PRIOR LAKE, MN-DBA NAME-CFO/AGENT-07/2018-35-35-SALES, SERVICE, MARKETING AND OPERATIONS DUTIES FOR INSURANCE AGENCY. 4. PRIOR LAKE ROTARY FOUNDATION-N-PRIOR LAKE, MN-COMMUNITY ORGANIZATION-BOARD CHAIR-01/2025-10-5-SERVE ON BOARD OF DIRECTORS WHICH PROVIDES OVERSIGHT OF FUNDRAISING PROJECTS. 5. HF HOLDING, LLC- N- PRIOR LAKE, MN- MANAGING PARTNER- 09/2020-2- 0- VACATION/RENTAL PROPERTY IN NORTHEN MINNESOTA. 6. PRIOR LAKE ROTARY CLUB- N- PRIOR LAKE, MN- INTERNATIONAL SERVICE COMMITTEE CO-CHAIR- 07/2022- 5- 0- LEAD A TEAM TO IDENTIFY PROJECTS AND PARTNERS, DETERMINE FUNDING NEEDED, AND OPERATE THE COMMITTEE. 7. Scott County Public Safety Foundation- N- Prior Lake, MN- Charitable Organization- Vice President- 05/2024- 2- 2- Member of the Board of Directors that promotes public safety in Scott County. 8. Rotary District 5960 Charitable Foundation- N- Woodbury, MN- Charitable Organization- Vice President/Secretary- 04/2024- 5- 5- Member of the Board of Directors supporting the activities of the clubs within the district.
CRS (Client Relationship Summary) - RIA
Click below to view J. Kyle Haugen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2014 - Present
BFC PLANNING, INC.
Office #1: 15815 Franklin Trail Se Suite 200, Prior Lake, MN 55372RIA
CRD#: 119682
PRIOR LAKE, MN
Current
June 14, 2011 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 15815 Franklin Trail Se Suite 200, Prior Lake, MN 55372BD
CRD#: 759
PRIOR LAKE, MN
Past
April 27, 2005 - October 27, 2010
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
PRIOR LAKE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/19/2011)
RR
Minnesota(6/14/2011)
IAR
Minnesota(2/3/2014)
RR
Missouri(9/7/2011)
RR
Wisconsin(4/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Company Information
BFC PLANNING, INC.
CRD#: 119682Prior Lake, MN 55372TRUST BUT VERIFY
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