Catherine A. Kipling
Professional summary
Catherine Adele Kipling, who also goes by Catherine Adele Lawder, Cathie Lawder, Catherine Adele Nute, is a registered financial advisor currently at KIPLING & CO. located in Hamilton, Montana.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Catherine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Adele Kipling's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2015 - Present
KIPLING & CO.
Office #1: 210 S 3rd St, Hamilton, MT 59840June 4, 2013 - October 16, 2015
INVEST FINANCIAL CORPORATION
June 3, 2013 - October 15, 2015
INVEST FINANCIAL CORPORATION
July 5, 2006 - April 11, 2013
D.A. DAVIDSON & CO.
July 3, 2006 - April 11, 2013
D.A. DAVIDSON & CO.
April 6, 2005 - February 21, 2006
SECURIAN FINANCIAL SERVICES, INC.
March 23, 2005 - February 21, 2006
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2015)
Exams
Current Firm
KIPLING & CO.
CRD#: 277115 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 5,750,000 |
Red Flags
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Company Information
KIPLING & CO.
CRD#: 277115Hamilton, MT 59840TRUST BUT VERIFY
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