Steven D. Barker
STRATEGIC ADVISERS LLC | Wealth Management Senior Relationship Manager
LONG ISLAND CITY, NY
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CRD#: 4919758
Professional summary
Steven David Barker, who also goes by Steven D Barker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Long Island City, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Wealth Management Relationship Manager, it's my mission to partner with and provide exceptional service and support to my self-directed clients and insure they have knowledge of and access to all the tools and resources available based on their specific needs and objectives.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven D Barker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Steven David Barker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
The Ohio State University
Bachelor of Arts (B.A.) - Economics
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 320 Park Avenue 34th Floor, New York, NY 10022Office #3: 350 Park Ave, New York, NY 10022-6022Office #4: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700RIA
CRD#: 104555
LONG ISLAND CITY, NY
Current
September 29, 2005 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700Office #2: 320 Park Avenue, New York, NY 10022BD
CRD#: 7784
NEW YORK, NY
Past
August 16, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
May 8, 2006 - July 7, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2020)
RR
Alaska(8/19/2020)
RR
Arizona(11/17/2020)
RR
Arkansas(8/19/2020)
RR
California(11/17/2020)
RR
Colorado(4/23/2020)
RR
Connecticut(11/25/2005)
RR
Delaware(8/19/2020)
RR
District of Columbia(1/24/2020)
RR
Florida(11/25/2005)
RR
Georgia(11/17/2020)
RR
Hawaii(8/19/2020)
RR
Idaho(8/19/2020)
RR
Illinois(4/15/2011)
RR
Indiana(8/19/2020)
RR
Iowa(8/19/2020)
RR
Kansas(8/19/2020)
RR
Kentucky(8/19/2020)
RR
Louisiana(8/19/2020)
RR
Maine(4/23/2020)
RR
Maryland(6/29/2007)
RR
Massachusetts(11/17/2020)
RR
Michigan(11/17/2020)
RR
Minnesota(11/17/2020)
RR
Mississippi(8/19/2020)
RR
Missouri(8/19/2020)
RR
Montana(8/19/2020)
RR
Nebraska(8/19/2020)
RR
Nevada(4/14/2020)
RR
New Hampshire(11/17/2020)
RR
New Jersey(11/25/2005)
RR
New Mexico(8/19/2020)
RR
New York(11/25/2005)
IAR
New York(3/31/2025)
RR
North Carolina(11/17/2020)
RR
North Dakota(8/19/2020)
RR
Ohio(2/16/2007)
RR
Oklahoma(11/17/2020)
RR
Oregon(8/19/2020)
RR
Pennsylvania(11/17/2020)
RR
Puerto Rico(4/23/2020)
RR
Rhode Island(8/8/2020)
RR
South Carolina(4/15/2011)
RR
South Dakota(8/19/2020)
RR
Tennessee(8/19/2020)
RR
Texas(4/15/2011)
IAR
Texas(3/31/2025)
RR
Utah(8/19/2020)
RR
Vermont(11/18/2020)
RR
Virgin Islands(8/19/2020)
RR
Virginia(11/17/2020)
RR
Washington(4/23/2020)
RR
West Virginia(8/19/2020)
RR
Wisconsin(5/16/2014)
RR
Wyoming(8/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Senior Relationship ManagerCRD#: 104555Long Island City, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
