Mauricio Chavarriaga
Professional summary
Mauricio Chavarriaga is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Mauricio is registered as a RR (Registered Representative) and started their career in finance in 2005. Mauricio has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mauricio Chavarriaga's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2016 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001Office #2: 55 Hudson Yards 15th Floor, New York, NY 10001July 6, 2016 - August 1, 2016
EFG CAPITAL ADVISORS INC.
August 2, 2012 - November 6, 2014
EFG CAPITAL ADVISORS LLC
December 20, 2005 - August 1, 2016
EFG CAPITAL INTERNATIONAL
State Registrations and Notice Filings
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Visual representation of state registrations
(7/27/2016)
(7/27/2016)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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