Richard M. Macari
Professional summary
Richard Michael Macari is a registered financial professional currently at NASDAQ CAPITAL MARKETS ADVISORY LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Michael Macari's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2023 - Present
NASDAQ CAPITAL MARKETS ADVISORY LLC
Office #1: 151 West 42nd Street, New York, NY 10036December 15, 2005 - September 26, 2023
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - September 26, 2023
FRANKLIN DISTRIBUTORS, LLC
June 27, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
March 2, 2005 - May 2, 2005
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2023)
(11/2/2023)
Exams
FINRA
Current Firm
NASDAQ CAPITAL MARKETS ADVISORY LLC
CRD#: 104295 / SEC#: , 8-52750
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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