Ornella A. Grosz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ornella Ayalah Grosz, who also goes by Ornella Grosz, was a registered financial professional .
Ornella is a previously registered financial professional and started their career in finance in 2005. Ornella had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2013 - November 3, 2020
MISSIONSQUARE RETIREMENT
October 3, 2013 - November 3, 2020
MISSIONSQUARE INVESTMENT SERVICES
January 6, 2012 - August 30, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - August 30, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 16, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
September 9, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
February 12, 2008 - September 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 11, 2008 - September 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2007 - February 5, 2008
WELLS FARGO INVESTMENTS, LLC
September 26, 2007 - February 5, 2008
WELLS FARGO INVESTMENTS, LLC
May 16, 2005 - October 23, 2007
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
