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George Andrew Martin

CRD# 4918025·Registered 2008 - 2023
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Andrew Martin was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2008 - 2023. George had worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 82 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

NORFOLK MARKETS, LLC·CRD# 103797
BD
New York, NY
October 20, 2022 - January 27, 2023
NORFOLK MARKETS, LLC·CRD# 103797
BD
New York, NY
October 12, 2020 - October 14, 2022
NORFOLK MARKETS, LLC·CRD# 103797
BD
Norfolk, CT
June 23, 2008 - March 14, 2019

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Current Firm

NM
NORFOLK MARKETS, LLC

NORFOLK MARKETS, LLC

CRD#: 103797 / SEC#: 8-52306
BD
Terminated by SEC on 01/28/2023

Contact Information

Established

Delaware since 05/04/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GRANTVILLE BD HOLDINGS, LLCOWNER—
NORFOLK MANAGEMENT GROUP, LLCMEMBER—
FINNEN, KENNETH ARTHURCHIEF COMPLIANCE OFFICER1974997
ROMERO, MONIQUE VICTORIAFINOP6712654
ROTOLO, JONATHAN PETERCOO4789320
ROTOLO, TIMOTHY JAMESCEO5161774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2008About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Jun 2008About the Series 82 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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