John T. Lohbauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Lohbauer was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2005. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - November 27, 2012
TIME EQUITIES SECURITIES LLC
March 23, 2011 - June 1, 2011
VERTICAL CAPITAL SECURITIES, LLC
July 28, 2010 - April 1, 2011
CABIN SECURITIES, INC.
June 2, 2010 - July 7, 2010
KBR CAPITAL MARKETS, LLC
February 19, 2010 - May 28, 2010
DIMIRAK SECURITIES CORPORATION
January 2, 2009 - April 9, 2009
MCL FINANCIAL GROUP, INC.
December 17, 2007 - December 1, 2008
OMNI BROKERAGE, INC.
May 3, 2005 - August 27, 2007
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TIME EQUITIES SECURITIES LLC
CRD#: 114422 / SEC#: , 8-53420
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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