Nicholas Dorsey Stillman
Professional Summary
Nicholas Dorsey Stillman, who also goes by Nick Stillman, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2005 - 2018. Nicholas had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nick Stillman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC
Contact Information
Main Address
104 West 40th Street - 12th Floor, New York, NY 10018Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018Phone Number
(212) 317-7092Established
New York since 09/15/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARKSONS SECURITIES AS | SOLE SHAREHOLDER | — |
| DEVRIES, TIMOTHY S | CO-CEO | 4852002 |
| FODSTAD, CHRISTIAN GJELSVIK | DIRECTOR | 7726256 |
| HELBERG, IVAN ERIK | DIRECTOR | 6447460 |
| HOY, SNORRE FAERDEN | DIRECTOR | 7726806 |
| IANNACI, SALVATORE ANTHONY | CO-CEO | 2778870 |
| MCDONAGH, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 2749774 |
| MCDONAGH, BRIAN JOSEPH | CFO/FINOP | 2749774 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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