LD
Ladonna S. Dowdy
KPP ADVISORY SERVICES LLC
Clarksville, TN 37040-3820
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CRD#: 4915373
LD
Professional summary
Ladonna Sue Dowdy, who also goes by Ladonna Sue Malkowsia, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Clarksville, Tennessee and LPL FINANCIAL LLC located in Clarksville, Tennessee.
Ladonna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ladonna has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ladonna Sue Malkowsia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 3/2022- Dowdy Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Clarksville, TN 2) 3/2022- Dowdy Wealth Services LLC - Business Entity For Tax/Investment Purposes Only- inv. related- Clarksville, TN- start date 61/2021 -8hrs/mth 3) 03/22/2022 - Kentucky Planning Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/16/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 05/11/2022 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/17/2022 - 80 Hours Per Month/ 4 Hours During Securities Trading - Time Spent 0% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 2/10/2023 - Dowdy Roy Financial LLP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2023 - 20 Hours Per Month/20 Hours During Securities Trading 6) 03/11/2024 - Dowdy Wealth Services - Inv Related - Clarksville, TN - Real Estate Rental - Started: 2/3/2024 - 1 Hrs/Mo During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ladonna Sue Dowdy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2022 - Present
KPP ADVISORY SERVICES LLC
Office #1: 1202 Madison St, Clarksville, TN 37040-3820RIA
CRD#: 289507
Clarksville, TN
Current
March 16, 2022 - Present
LPL FINANCIAL LLC
Office #1: 1202 Madison St, Clarksville, TN 37040-3820RIA
BD
CRD#: 6413
Clarksville, TN
Past
March 18, 2022 - March 21, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
Clarksville, TN
Past
January 2, 2013 - March 29, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CLARKSVILLE, TN
Past
December 10, 2012 - March 23, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CLARKSVILLE, TN
Past
June 15, 2007 - December 10, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
CLARKSVILLE, TN
Past
February 13, 2007 - December 10, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CLARKSVILLE, TN
Past
February 10, 2005 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
CLARKSVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/28/2022)
RR
Arizona(3/16/2022)
RR
Arkansas(2/17/2023)
RR
Colorado(3/16/2022)
RR
Florida(4/14/2022)
RR
Indiana(3/16/2022)
RR
Kentucky(3/16/2022)
RR
Michigan(3/8/2024)
RR
Mississippi(11/21/2023)
RR
Nevada(3/16/2022)
RR
New Hampshire(6/9/2023)
RR
North Carolina(9/13/2023)
RR
Tennessee(3/16/2022)
IAR
Tennessee(3/18/2022)
IAR
Texas(7/3/2024)
RR
Washington(9/26/2022)
RR
Wisconsin(5/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Clarksville, TN 37040-3820TRUST BUT VERIFY
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