Scott A. Adams
Professional summary
Scott Andrew Adams, who also goes by Scott A Adams, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Andrew Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 919 E Main St Fl 7, Richmond, VA 23219January 19, 2017 - August 11, 2020
BB&T SECURITIES, LLC
December 10, 2016 - August 11, 2020
BB&T SECURITIES, LLC
March 4, 2005 - August 14, 2008
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/18/2024
General Securities Representative ExaminationFINRA
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
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Company Information
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499Richmond, VA 23219TRUST BUT VERIFY
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