Anastasia G. Melbrod

M WEALTH MANAGEMENT

San Diego, CA 92128

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CRD#: 4914428

Professional summary

Anastasia Gene Melbrod, CFP®, who also goes by Stacey Gene Melbrod, is a registered financial advisor currently at M WEALTH MANAGEMENT, LLC located in San Diego, California.

Anastasia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Anastasia has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacey Gene Melbrod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--MELBROD FINANCIAL SERVICES - INVESTMENT RELATED - 1635 LAKE SAN MARCOS DR #106, 92078 - FIXED INSURANCE SALES, TAX PREP - SALES AGENT, TAX ADVISOR - 07/2007 - 160 HRS/MO, 1/2 TRADING HRS.--

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasia Gene Melbrod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 12, 2015 - Present

M WEALTH MANAGEMENT, LLC

Office #1: 13520 Evening Creek Dr. North Suite 130, San Diego, CA 92128

RIA

CRD#: 281532

San Diego, CA

Past

November 24, 2009 - October 3, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SAN DIEGO, CA

Past

December 15, 2006 - October 3, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M WEALTH MANAGEMENT, LLC

ACCUMULATION WEALTH PARTNERS | MELBROD WEALTH MANAGEMENT | MELBROD TAX SERVICES | M WEALTH MANAGEMENT, LLC

CRD#: 281532 / SEC#: 801-112774

RIA

Registered Investment Advisory firm - (4/4/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/2/2019 Terminated)

California

Registered Investment Advisory firm - (2/1/2019 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/1/2017)

IAR

California
(11/12/2015)

IAR

Texas
(9/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2006

General Securities Representative Examination

Current Firm

M WEALTH MANAGEMENT, LLC

ACCUMULATION WEALTH PARTNERS | MELBROD WEALTH MANAGEMENT | MELBROD TAX SERVICES | M WEALTH MANAGEMENT, LLC

CRD#: 281532 / SEC#: 801-112774

RIA

Registered Investment Advisory firm - (4/4/2018 Approved)

Arizona

Registered Investment Advisory firm - (1/2/2019 Terminated)

California

Registered Investment Advisory firm - (2/1/2019 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2019 Terminated)

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Contact information

Main Address

13520 Evening Creek Dr. North Suite 130, San Diego, CA 92128

Mailing Address

Phone number

(855) 635-2763

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	881
AUM (Assets Under Management)	$ 170,973,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anastasia G. Melbrod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasia Gene Melbrod's CRS (Customer Relationship Summary).

Certified licenses

Experience

M WEALTH MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

M WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2007

SIE

Date: 10/3/2017

Series 7

Date: 12/14/2006

Current Firm

M WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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