Derrick M. Girard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derrick Michael Girard, AIF®, CFP®, who also goes by Derrick Michael Girard, was a registered financial professional .
Derrick is a previously registered financial professional and started their career in finance in 2005. Derrick had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
February 11, 2019 - June 13, 2019
SCF INVESTMENT ADVISORS, INC.
February 11, 2019 - June 13, 2019
SCF SECURITIES, INC.
November 1, 2017 - January 17, 2019
SB ADVISORY, LLC
November 1, 2017 - January 17, 2019
IFS SECURITIES
August 28, 2014 - November 3, 2017
INVESTMENT CENTERS OF AMERICA, INC.
August 28, 2014 - November 3, 2017
INVESTMENT CENTERS OF AMERICA, INC.
December 12, 2013 - July 16, 2014
PARK AVENUE SECURITIES LLC
January 25, 2012 - July 16, 2014
PARK AVENUE SECURITIES LLC
January 28, 2011 - December 31, 2011
SECURIAN FINANCIAL SERVICES, INC.
January 28, 2011 - December 31, 2011
CRI SECURITIES, LLC
April 9, 2007 - August 5, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
July 15, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 15, 2005 - December 3, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
