Mark W. Vander Wal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Vander Wal, who also goes by Mark Vander Wal, Mark Vander Wall, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - August 22, 2012
CHIMERA SECURITIES, LLC
May 14, 2008 - September 14, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
May 14, 2008 - September 14, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2007 - March 17, 2008
LINCOLN INVESTMENT
September 20, 2006 - March 17, 2008
LINCOLN INVESTMENT
March 24, 2005 - June 23, 2006
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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