Andrew N. Luquin

ADP BROKER-DEALER

Florham Park, NJ 07932

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CRD#: 4913891

Professional summary

Andrew Nathanael Luquin, who also goes by Andrew N Luquin, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew N Luquin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors. Address: 1 ADP Boulevard, Roseland, NJ 07068 United States Start Date of Relationship: 09/2025 Approximate # of Hours per month (during trading hours): 60 hours Business Nature: Financial Services Description of Duties: Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Nathanael Luquin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932

CRD#: 37693

Florham Park, NJ

Past

August 5, 2024 - October 6, 2025

USI ADVISORS

RIA

CRD#: 108113

IRVINE, CA

Past

August 5, 2024 - October 6, 2025

USI SECURITIES, INC.

CRD#: 43793

IRVINE, CA

Past

April 19, 2024 - July 5, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Irvine, CA

Past

April 17, 2024 - July 9, 2024

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

April 26, 2022 - March 18, 2024

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Past

January 24, 2011 - March 31, 2022

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

August 4, 2009 - December 15, 2010

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

March 10, 2006 - August 2, 2007

PACIFIC CORNERSTONE CAPITAL INCORPORATED

CRD#: 40397

IRVINE, CA

Past

October 5, 2005 - February 2, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

TORRANCE, CA

Past

September 12, 2005 - February 2, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/29/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/9/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
HANLEY, JUANITA DAVIDA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT	5217439
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787
MCCUE, TERRANCE	RISK MANAGEMENT OFFICER	7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew N. Luquin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Nathanael Luquin's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI ADVISORS

USI SECURITIES, INC.

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

ASCENSUS BROKER DEALER SERVICES, LLC

ADP BROKER-DEALER, INC.

E*TRADE SECURITIES LLC

PACIFIC CORNERSTONE CAPITAL INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2005

SIE

Date: 10/1/2018

Series 31

Date: 10/29/2005

Series 7

Date: 9/9/2005

FINRA

Current Firm

ADP BROKER-DEALER, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ADP BROKER-DEALER, INC.

TRUST BUT VERIFY

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