Brandon E. Crooks

NEWEDGE SECURITIES

York, PA 17402

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CRD#: 4913637

Professional summary

Brandon Edward Crooks, who also goes by Brandon Crooks, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in York, Pennsylvania.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon Crooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Edward Crooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2010 - Present

NEWEDGE SECURITIES, LLC

Office #1: 307 Leader Heights Road, York, PA 17402

CRD#: 10674

York, PA

Past

June 21, 2012 - September 30, 2016

ECA INVESTMENT GROUP INC

RIA

CRD#: 105893

YORK, PA

Past

May 5, 2005 - March 16, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(4/28/2010)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2005

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NEWEDGE SECURITIES, LLC

CRD#: 10674 / SEC#: , 8-27663

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Mailing Address

1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368

Phone number

(412) 391-7077

Established

Pennsylvania since 12/14/1981

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NEWEDGE CAPITAL GROUP, LLC	SHAREHOLDER
BANCO, JOSEPH FRANKLIN JR	PRINCIPAL FINANCIAL OFFICER AND CFO	2850198
CHAFFEE, HAROLD GERARD	CHIEF COMPLIANCE OFFICER	2905661
FONG, SARAH F	VICE PRESIDENT	2937709
JENKINS, WILLIAM HENRY	MANAGING DIRECTOR - SUPERVISION	3004337
SCHNIER, DAVID JASON	GENERAL COUNSEL AND SECRETARY	5110928
SESLER, JEAN ANN	PRINCIPAL OPERATIONS OFFICER	1809578
SMITH, KYLE PETER	PRESIDENT	2142563

Disclosures

Regulatory Event	9
Civil Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon E. Crooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Edward Crooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

ECA INVESTMENT GROUP INC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2012

Series 63

Date: 3/26/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2005

FINRA

Nasdaq Stock Market

Current Firm

NEWEDGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEWEDGE SECURITIES, LLC

TRUST BUT VERIFY

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