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DT

Dewey S. Tucker

EXOS SECURITIES
NEW YORK, NY 10001
CRD#: 4912568
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DT
Dewey Stanton TuckerEXOS SECURITIES

Professional summary


Dewey Stanton Tucker is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.

Dewey is registered as a RR (Registered Representative) and started their career in finance in 2010. Dewey has worked at 5 firms and has passed the Series 66, Series 82TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dewey Stanton Tucker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 13, 2019 - Present

EXOS SECURITIES LLC

Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001
BD
CRD#: 298276
NEW YORK, NY
Past

March 13, 2024 - May 29, 2026

EXOS ASSET MANAGEMENT LLC

RIA
CRD#: 305706
NEW YORK, NY
Past

March 3, 2023 - December 31, 2023

EXOS ASSET MANAGEMENT LLC

RIA
CRD#: 305706
NEW YORK, NY
Past

January 11, 2022 - December 31, 2022

EXOS ASSET MANAGEMENT LLC

RIA
CRD#: 305706
NEW YORK, NY
Past

July 1, 2021 - December 31, 2021

EXOS ASSET MANAGEMENT LLC

RIA
CRD#: 305706
NEW YORK, NY
Past

October 23, 2013 - June 11, 2014

OCTEG, LLC

BD
CRD#: 117429
NEW YORK, NY
Past

July 2, 2012 - March 10, 2017

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

May 17, 2010 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/9/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/26/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ES
EXOS SECURITIES LLC
EXOS SECURITIES LLC

CRD#: 298276 / SEC#: , 8-70182

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
35 W 35th Street Fifth Floor, New York, NY 10001
Mailing Address
35 W 35th Street Fifth Floor, New York, NY 10001
Phone number
(646) 814-0996
Established
Delaware since 03/29/2018
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EXOS FINANCIAL LLCSHAREHOLDER
DOUGAN, BRADY WILLIAMCHIEF EXECUTIVE OFFICER2423049
FORSTL, MICHAELCHIEF COMPLIANCE OFFICER1430325
RIP, OLGAFINOP5440553

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXOS SECURITIES LLC

CRD#: 298276New York, NY 10001

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