RW
Ronald J. Waskow
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT
Williamsville, NY 14221
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CRD#: 4912121
RW
Professional summary
Ronald J Waskow, who also goes by Ronald J Waskow Mr., is a registered financial advisor currently at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC located in Williamsville, New York and PEAK BROKERAGE SERVICES, LLC located in Williamsville, New York.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ronald has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronald J Waskow Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Entity: The Financial Guys; Business Activity: The Financial Guys; Duties of Position: Sales and market for service products; Title: Registered Rep; Start Date: 03/2017; Approx. # of hours per month spent on activity: 80; Approx. # of hours spent during trading hours: 72 2) Business Entity: Retirement Service Providers; Business Activity: Marketing and Sales of 401(k)s; Start Date: 06/2020; Duties of Position: Selling and marketing 401(k)s; Title: Registered Rep; Approx. # of hours per month spent on activity: 6; Approx. # of hours spent during trading hours; 4 3) Business Entity: Ronald Waskow; Business Activity: Insurance; Life, Health and P&C; Start Date: 03/2017; Duties of Position: Insurance Sales; Title: Agent; Approx. # of hours spent per month on activity: 25; Approx. # of hours spent during trading hours: 20 4) Business Entity: Independent Solutions Wealth Management, LLC; Business Activity: Investment Advisory; Start Date: 01/2025; Duties of Position: Investment Advisor Rep; Title: Investment Advisor Rep; Approx. # of hours per month spent on activity: 32; Approx. # of hours spent during trading hours: 28 5) Business Entity: Town of Elma Republican Committee; Business Activity: Town Commiteeman; Address: Elma, NY; Duties of Position: Go to Meetings/Fund Raisers; Title: Committeeman; Start Date: 03/2017; Approx. # of hour per month spent on activity: 4; Approx. # of hours spent during trading hours: .5
CRS (Client Relationship Summary) - RIA
Click below to view Ronald J Waskow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2025 - Present
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221RIA
CRD#: 144733
Williamsville, NY
Current
February 27, 2017 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221BD
CRD#: 157045
Williamsville, NY
Past
March 28, 2017 - January 6, 2025
BLACKRIDGE ASSET MANAGEMENT, LLC
RIA
CRD#: 277085
JUPITER, FL
Past
September 9, 2016 - February 8, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LACKAWANNA, NY
Past
November 18, 2014 - September 12, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
WILLIAMSVILLE, NY
Past
March 15, 2013 - November 17, 2014
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
E. AMHERST`, NY
Past
July 25, 2006 - September 28, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
WILLIAMSVILLE, NY
Past
June 7, 2005 - January 19, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/5/2024)
RR
Georgia(6/1/2022)
RR
Kentucky(12/13/2023)
RR
New York(2/27/2017)
IAR
New York(1/6/2025)
RR
North Carolina(12/13/2017)
RR
South Carolina(11/15/2019)
RR
Tennessee(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
305 Spindrift Drive, Williamsville, NY 14221
Mailing Address
Phone number
(716) 568-8566
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,427 |
| AUM (Assets Under Management) | $ 1,226,210,629 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733Williamsville, NY 14221TRUST BUT VERIFY
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