Derek J. Moffatt
STRATEGIC FINANCIAL CONCEPTS
Fort Worth, TX 76102
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CRD#: 4911240
Professional summary
Derek Jefferson Moffatt, CFP® is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in Fort Worth, Texas and MOFFATT FINANCIAL STRATEGIES located in Fort Worth, Texas.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Derek has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Advisors Resource Company - Investment Related - Nature of Business: Life Insurance and Fixed Annuity Sales - Position: Insurance Agent - Start Date: 01/2019 - Hours per Month Devoted to Other Business: 5 - Hours During Securities Trading Hours: 5 - Compensation: Commissions - Duties: Sales and policy process 2. Strategic Financial Concepts - Investment Related - Nature of Business: Financial Planning / Wealth Management - Position: Financial Advisor - Start Date: 01/2019 - Hours per Month Devoted to Other Business: 160 - Hours During Securities Trading Hours: 160 - Compensation: Advisory Fees - Duties: Financial planning/wealth management 3. 711 Consulting, LLC - Investment Related - Nature of Business: Exit Planning/Succession Planning - Position: Exit Planner - Start Date: 07/2025 - Hours per Month Devoted to Other Business: 10 - Hours During Securities Trading Hours: 10 - Compensation: Consulting Fees - Duties: Business consulting 4. National Drowning Prevention Alliance - Non-Investment Related - Nature of Business: Non-profit drowning prevention - Position: President - Start Date: 07/2025 - Hours per Month Devoted to Other Business: 10 - Hours During Securities Trading Hours: 4 - Compensation: None - Duties: Board, Governance oversight
CRS (Client Relationship Summary) - RIA
Click below to view Derek Jefferson Moffatt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 5, 2019 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 425 Houston Street Suite 575, Fort Worth, TX 76102RIA
CRD#: 141849
Fort Worth, TX
Current
July 17, 2025 - Present
MOFFATT FINANCIAL STRATEGIES
Office #1: 425 Houston Street Suite 575, Fort Worth, TX 76102RIA
CRD#: 335975
FORT WORTH, TX
Past
June 26, 2013 - March 21, 2019
WWK WEALTH ADVISORS
RIA
CRD#: 146832
FORT WORTH, TX
Past
April 12, 2011 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FT WORTH, TX
Past
April 12, 2011 - May 19, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
FT WORTH, TX
Past
June 18, 2010 - April 29, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
ROANOKE, TX
Past
June 18, 2010 - April 29, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
ROANOKE, TX
Past
June 12, 2009 - October 13, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
CROWLEY, TX
Past
June 12, 2009 - October 13, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
CROWLEY, TX
Past
February 9, 2007 - June 15, 2009
EDWARD JONES
RIA
CRD#: 250
CROWLEY, TX
Past
April 7, 2005 - June 15, 2009
EDWARD JONES
BD
CRD#: 250
CROWLEY, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/6/2025)
IAR
Colorado(4/1/2024)
IAR
Louisiana(11/22/2024)
IAR
Texas(2/5/2019)
IAR
Virginia(3/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
