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MP

Michael E. Peebles

LEGACY CAPITAL WEALTH PARTNERS
ROGERS, AR 72758
Some features on this profile are disabled
CRD#: 4910804
MP

Professional summary

Michael Earl Peebles, who also goes by Mike Earl Peebles, is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Rogers, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Rogers, Arkansas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Earl Peebles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Earl Peebles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 1, 2023 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 5502 Walsh Lane, Suite 103, Rogers, AR 72758
RIA
CRD#: 291960
ROGERS, AR
Current

February 27, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5100 W Jb Hunt Dr. Suite 110, Rogers, AR 72758
BD
CRD#: 35747
Rogers, AR
Past

February 24, 2023 - February 27, 2023

LEGACY CAPITAL WEALTH PARTNERS, LLC

RIA
CRD#: 291960
LITTLE ROCK, AR
Past

October 25, 2012 - March 20, 2023

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
BENTONVILLE, AR
Past

September 18, 2012 - March 20, 2023

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
BENTONVILLE, AR
Past

February 2, 2010 - October 3, 2012

FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 108350
LITTLE ROCK, AR
Past

April 7, 2009 - January 22, 2010

FORTITUDE ADVISORY GROUP L.L.C.

RIA
CRD#: 116083
FAYETTEVILLE, AR
Past

April 18, 2007 - May 18, 2009

WELLSPRING WEALTH MANAGEMENT LLC

RIA
CRD#: 134834
FAYETTEVILLE, AR
Past

April 19, 2005 - April 2, 2007

GARRISON FINANCIAL ADVISORS, INC.

RIA
CRD#: 133745
FAYATTEVILLE, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA
Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(2/27/2023)
IAR
Arkansas
(3/1/2023)
RR
Florida
(2/27/2023)
RR
Maine
(2/27/2023)
RR
Missouri
(2/27/2023)
RR
Texas
(2/27/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/18/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/18/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA
Registered Investment Advisory firm - (2/12/2018 Approved)
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Contact information

Main Address
8315 Cantrell Road Suite 200, Little Rock, AR 72227
Mailing Address
Phone number
(501) 376-7878
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)
LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts2,548
AUM (Assets Under Management)$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960Rogers, AR 72758

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