Luis Fernandez
Professional summary
Luis Fernandez, who also goes by Luis Fernanez, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2009. Luis has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 685 Third Avenue 27th Floor, New York, NY 10017April 13, 2016 - December 1, 2020
ICAPITAL SECURITIES, LLC
February 26, 2009 - April 19, 2016
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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