Tiffany A. Slade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Anne Slade, who also goes by Tiffany Anne Slade, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2005. Tiffany had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2023 - October 10, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 29, 2021 - March 29, 2022
QUANTITATIVE BROKERS, LLC
August 5, 2019 - March 30, 2021
GOLDMAN SACHS & CO. LLC
June 9, 2017 - July 31, 2019
CREDIT SUISSE SECURITIES (USA) LLC
January 2, 2015 - March 30, 2016
SG AMERICAS SECURITIES, LLC
December 1, 2005 - January 2, 2015
NEWEDGE USA, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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