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LG

Lorna L. Gunnersen

MYSTIC CAPITAL MARKETS GROUP
CASTLE PINES, CO
Some features on this profile are disabled
CRD#: 4909082
LG

Professional summary

Lorna Lea Gunnersen, who also goes by Lorna Lea Pankratz, is a registered financial professional currently at MYSTIC CAPITAL MARKETS GROUP, LLC located in Castle Pines, Colorado.

Lorna is registered as a RR (Registered Representative) and started their career in finance in 2012. Lorna has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lorna Lea Pankratz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lorna Lea Gunnersen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2012 - Present

MYSTIC CAPITAL MARKETS GROUP, LLC

BD
CRD#: 159258
CASTLE PINES, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/30/2012)
RR
Massachusetts
(8/17/2022)
RR
New York
(11/21/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 11/9/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/4/2012
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MYSTIC CAPITAL MARKETS GROUP, LLC
MYSTIC CAPITAL ADVISORS GROUP BD, LLC | MYSTIC CAPITAL MARKETS GROUP, LLC

CRD#: 159258 / SEC#: , 8-68974

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
165 Madison Avenue, Suite 402, New York, NY 10016
Mailing Address
165 Madison Avenue, Suite 402, New York, NY 10016
Phone number
(212) 251-0972
Established
Delaware since 09/07/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MYSTIC CAPITAL ADVISORS GROUP, LLCMEMBER FIRM
DONOGHUE, KEVIN PCEO/PRESIDENT5985167
GUNNERSEN, LORNA LEAGENERAL SECURITIES PRINCIPAL4909082
KLOSSNER, MATHEW KYLECOO/CCO2672701
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MYSTIC CAPITAL MARKETS GROUP, LLC

CRD#: 159258Castle Pines, CO

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